5 Jobs for Finra Regulations in the United States

Financial Services Consultant - Non Registered - Frisco, TX National Contact Center

Nuveen Asset Management Europe S.à.r.l., Germany • Frisco, US • Hybrid

47,000 - 66,700 USD (est.)

•Full-Time•Permanent

FINRA RegulationsFinancial ServicesRetirement PlanningCall Center Operations

Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center

Nuveen Asset Management Europe S.à.r.l., Germany • Frisco, US • Hybrid

47,000 - 66,700 USD (est.)

•Full-Time•Permanent

FINRA RegulationsRetirement PlanningFinancial Services KnowledgeCall Center Operations

Financial Services Consultant - Non Registered - Charlotte, NC National Contact Center

Nuveen Asset Management Europe S.à.r.l., Germany • Charlotte, US • Hybrid

47,000 - 66,700 USD (est.)

•Full-Time•Permanent

FINRA RegulationsFinancial ServicesInsurance ProductsRetirement Planning

Financial Services Consultant -SIE & Registered - Charlotte, NC National Contact Center

Nuveen Asset Management Europe S.à.r.l., Germany • Charlotte, US • Hybrid

47,000 - 66,700 USD (est.)

•Full-Time•Permanent

Financial ServicesRetirement PlanningSalesFINRA Regulations

Sr. Legal Counsel - Employment Law

Santander Holdings USA, Inc. • New York, US • On-site

127,500 - 220,000 USD (est.)

•Full-Time•Permanent

Employment LawPolicy DraftingEmployee BenefitsLeaves of Absence

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