3 Jobs for Written Supervisory Procedures in the United States

VP - Regulatory and Supervisory Management

TD Securities (USA) LLC • New York, US • On-site

165,000 - 165,000 USD (est.)

•Full-Time•Permanent

Risk ManagementRegulatory ComplianceSupervisory ManagementFinancial Markets Knowledge

Manager, Futures Regulatory Compliance

moomoo • Jersey City, US • On-site

135,000 - 165,000 USD (est.)

•Full-Time•Permanent

NFA RulesMarket ConductCFTC RegulationsBooks and Records

Director, Compliance Regulatory

moomoo • Dallas, US • On-site

190,000 - 230,000 USD (est.)

•Full-Time•Permanent

SEC RulesFINRA RulesInvestigationsControl Reviews

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