7 Jobs for Trade Surveillance in the United States

Registered Principal

5006 Deutsche Bank Securities Inc. • Jacksonville, US • Hybrid

75,000 - 110,000 USD (est.)

•Full-Time•Permanent

SupervisionRisk ManagementMarketing ReviewRegulatory Compliance

Director, Trade Surveillance & Financial Crimes Compliance

moomoo • Jersey City, US • On-site

185,000 - 230,000 USD (est.)

•Full-Time•Permanent

OFACFINRA RulesRisk AssessmentUSA PATRIOT Act

VP, Compliance & Surveillance Technology Lead Developer

TD Securities (USA) LLC • New York, US • On-site

175,500 - 215,000 USD (est.)

•Full-Time•Permanent

SQLJavaKafkaSpring Boot

Manager, Futures Regulatory Compliance

moomoo • Jersey City, US • On-site

135,000 - 165,000 USD (est.)

•Full-Time•Permanent

NFA RulesMarket ConductCFTC RegulationsBooks and Records

VP Compliance - Trade Surveillance, Fixed Income

TD Securities (USA) LLC • New York, US • On-site

140,000 - 180,000 USD (est.)

•Full-Time•Permanent

Trade Surveillance SystemsCommoditiesRisk ManagementTrade Surveillance

Director, Compliance Regulatory

moomoo • Dallas, US • On-site

190,000 - 230,000 USD (est.)

•Full-Time•Permanent

SEC RulesFINRA RulesInvestigationsControl Reviews

Information Barrier Surveillance Lead Analyst

TD Securities (USA) LLC • New York, US • On-site

150,000 - 180,000 USD (est.)

•Full-Time•Permanent

Risk ManagementTrade SurveillanceRegulatory ComplianceInformation Barrier Surveillance

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