2 Jobs for Sec Rules in the United States

Head of Legal Administration

UMB FUND SERVICES INC • Milwaukee, US • On-site

176,796 - 260,029 USD (est.)

•Full-Time•Permanent

Microsoft WordMicrosoft ExcelMicrosoft OfficeETFs

Director, Compliance Regulatory

moomoo • Dallas, US • On-site

190,000 - 230,000 USD (est.)

•Full-Time•Permanent

SEC RulesFINRA RulesInvestigationsControl Reviews

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