3 Jobs for Regulatory Inquiries in the United States

Compliance Specialist - Financial Services

UMB FINANCIAL SERVICES INC • Kansas City, US • On-site

67,869 - 99,836 USD (est.)

•Full-Time•Permanent

SEC RegulationsFINRA RegulationsRegulatory FilingsRegulatory Inquiries

Attorney, Digital Assets - Executive Director

MS Services Group, Inc. • Dallas, US • On-site

165,000 - 275,000 USD (est.)

•Full-Time•Permanent

SEC RulesBlockchainGovernanceFINRA Rules

Head of FIC Compliance, Americas - Director

6301 DB USA Core Corporation • New York, US • Hybrid

170,000 - 308,000 USD (est.)

•Full-Time•Permanent

LendingManagementSecuritiesDerivatives

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