2 Jobs for Regulatory Examinations in the United States

Senior Principal, Fund Assurance

Invesco Advisors Inc. • Houston, US • Hybrid

150,000 - 200,000 USD (est.)

•Full-Time•Permanent

AutomationData AnalyticsReporting ToolsAI-enabled Solutions

Compliance Officer, Compliance – Distribution

PIMCO Europe GmbH • Newport Beach, US • Hybrid

108,000 - 135,000 USD (est.)

•Full-Time•Permanent

FINRA GatewayForm U4/U5 filingsLicensing and RegistrationFINRA rules and regulations

Advertisement

Learn new skills on Coursera