2 Jobs for Nfa Regulations in the United States

Control Room Associate

BBVA SECURITIES NEW YORK • New York, US • On-site

120,000 - 130,000 USD (est.)

•Full-Time•Permanent

ComplianceNFA RegulationsSEC RegulationsCFTC Regulations

Director, Head of Markets Regulatory Affairs & Registrations (U.S. Broker-Dealer)

MUFG Securities Americas Inc. • New York, US • Hybrid

185,000 - 242,000 USD (est.)

•Full-Time•Permanent

ComplianceGovernanceFINRA RulesNFA Regulations

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