3 Jobs for Investment Advisers Act Of 1940 in the United States

VP, Counsel

Investment Mgt Co. LLC • Newport Beach, US • Hybrid

175,000 - 240,000 USD (est.)

•Full-Time•Permanent

Securities LawRisk MitigationLegal Fund SupportSEC Filing Requirements

Compliance Officer

Investment Mgt Co. LLC • Newport Beach, US • On-site

137,500 - 195,000 USD (est.)

•Full-Time•Permanent

Securities lawsTraining deliveryProcess improvementCompliance oversight

Vice President, Compliance Officer

Pacific Investment Mgt Co. LLC • Newport Beach, US • On-site

137,500 - 195,000 USD (est.)

•Full-Time•Permanent

TrainingGovernanceERISA complianceEquity strategies

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