6 Jobs for Finra Series 66 in the United States

Senior Registered Compliance Officer - Surveillance, Broker-Dealer

Transamerica • Cedar Rapids, US • Hybrid

75,000 - 85,000 USD (est.)

•Full-Time•Permanent

FINRA Series 6FINRA Series 7FINRA Series 24FINRA Series 26

Retirement Plan Specialist I (Financial Advisor/401k Participants) (Remote)

Transamerica • US • Remote

48,500 - 53,000 USD (est.)

•Full-Time•Permanent

FINRA Series 6FINRA Series 7FINRA Series 63FINRA Series 65

Lead Registered Compliance Officer - Anti-Money Laundering

Transamerica • Philadelphia, US • Hybrid

95,000 - 105,000 USD (est.)

•Full-Time•Permanent

TestingEscalationInvestigationsRisk Management

Manager, Inbound Sales: Individual Retirement- Annuities

Prudential Ins Co of America • Newark, US • Hybrid

100,000 - 150,000 USD (est.)

•Full-Time•Permanent

FINRA Series 6FINRA Series 7FINRA Series 24FINRA Series 26

Annuities Internal Wholesaler (Hybrid)

Prudential Ins Co of America • Newark, US • Hybrid

60,000 - 100,000 USD (est.)

•Full-Time•Permanent

FINRA Series 6FINRA Series 7FINRA Series 63FINRA Series 66

Private Wealth, Regional Senior Market Leader, Principal

Blue Owl Capital Holdings LLC • US • Remote

200,000 - 200,000 USD (est.)

•Full-Time•Permanent

FINRA Series 7Sales StrategyCapital RaisingFINRA Series 63

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