3 Jobs for Compliance Oversight in the United States

Sr. Advisor, Compliance

F8F Santander Bank N.A. • Boston, US • On-site

90,000 - 165,000 USD (est.)

•Full-Time•Permanent

RIA OperationsSEC RegulationsFINRA RegulationsRisk Identification

Director - Compliance Officer (DFS 504)

ING Financial Services LLC • New York, US • Hybrid

216,000 - 273,000 USD (est.)

•Full-Time•Permanent

Data GovernanceRisk AssessmentModel ValidationOFAC Regulations

Compliance Officer

Investment Mgt Co. LLC • Newport Beach, US • On-site

137,500 - 195,000 USD (est.)

•Full-Time•Permanent

Securities lawsTraining deliveryProcess improvementCompliance oversight

Advertisement

Learn new skills on Coursera