2 Jobs for Cftc Regulations in the United States

Senior Director, Compliance

moomoo • Dallas, US • On-site

175,000 - 210,000 USD

•Full-Time•Permanent

FINRA RulesSEC RegulationsCompliance TestingRegulatory Filings

Control Room Associate

BBVA SECURITIES NEW YORK • New York, US • On-site

120,000 - 130,000 USD (est.)

•Full-Time•Permanent

ComplianceNFA RegulationsSEC RegulationsCFTC Regulations

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