3 Jobs for Sec Regulations in the United States

Sr. Compliance Officer

Invesco Group Services, INC. • Atlanta, US • Hybrid

100,000 - 150,000 USD (est.)

•Full-Time•Permanent

SEC RegulationsCFTC RegulationsFINRA RegulationsRegulatory Reporting

Director, Head of Markets Regulatory Affairs & Registrations (U.S. Broker-Dealer)

MUFG Securities Americas Inc. • New York, US • Hybrid

185,000 - 242,000 USD (est.)

•Full-Time•Permanent

ComplianceGovernanceFINRA RulesNFA Regulations

Research Risk Management Vice President

MS & Co., LLC • New York, US • On-site

140,000 - 250,000 USD (est.)

•Full-Time•Permanent

ComplianceRisk ManagementOperational RiskIncident Management

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