FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue-chip companies and leaders in their domestic market. We invest in our people, enabling you to develop your skills and build on your experience. If you like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you. We are currently looking for a Compliance Officer to support our growing operations in the Compliance department.

Job Specification

Perform compliance control missions in line with the Compliance Monitoring Plan;
Drafting and review of in-house Compliance procedures;
Proactively identify, analyse and report compliance risks;
Perform impact assessments of ongoing regulatory requirements;
Assess the regulatory implications of new product launches and service extensions;
Be at the centre of interactions with our regulatory environment; be the first point of contact for internal and external audits.
Along with the Head of Compliance, be the direct contact point for the regulators (CSSF, FIU, CBI, etc.), maintaining an open and positive working relationship with the authorities;
Provide Compliance advice to other departments and where relevant other Apex Group companies.
Perform impact assessment and gap analysis on upcoming regulations that may affect the Management Company and its funds under management.

Skills Required

University degree in Law, Economics or comparable professional education in relevant fields.
Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding investment funds and management companies/ AIFMs.
Ability to handle sensitive situations in a confidential and professional manner.
Excellent knowledge of the Luxembourg regulatory framework including Management Companies, Delegation Oversight, UCITS and AIFMD
Self-organized and able to work accurately.
Pro-active and team-oriented.
Proficiency in MS Office.
Fluent in English, any other language is considered an asset.

What you will get in return

A genuinely unique opportunity to be part of an expanding large global business.
A friendly, co-operative and supportive environment.
An opportunity to work with complete Funds’ structures and multiple forms of legal entities.
Training and development opportunities.

Additional information

Please note that a background check will be conducted as part of the hiring process once a job offer has been made. In accordance with the provisions of the Luxembourg law of 23 July 2016 amending the law of 29 March 2013, candidates may be required to provide an extract from their criminal record. This document, issued by the authorities, must not be older than three months. Such a document will be requested with the aim of carrying out a character check on candidates, bearing in mind the area of activity of our establishment and, more particularly, the tasks described in the job description. As a vital team member and in return for your expertise, inclusive approach and commitment, we'll provide a favourable salary and the chance to join a passionate and welcoming team.

Benefits

As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.

Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

About Apex Group

We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003, the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals.

We’re a people-powered business, and our people are full of ambition. Together, we’re inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you’ll experience more here than you would at most other companies. Prepare to accelerate.

We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster.

Positive change starts with you. We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster.

The journey is yours to own. When you stretch yourself, you grow. We want you to explore ways of working that will see you thrive as part of something bigger. We’ll help you with a solid structure, challenging projects, vibrant networks, supportive colleagues and approachable leaders. All the things you need to own your unique journey.

Find out more about us

Compliance Officer