32 Jobs im Bereich Compliance Testing weltweit

Privatkundenbetreuer (m/w/d) – Banking | Frankfurt am Main

Premium

White Horse International GmbH • Frankfurt am Main, DE • Hybrid

45,000 - 65,000 EUR

•Vollzeit•Unbefristet

Financial AnalysisRegulatory ComplianceCustomer AcquisitionPrivate Banking Advisory

BBVA Allianz - Asesor/a de Compliance

Allianz Insurance • MADRID, ES • Hybrid

40,000 - 55,000 EUR (geschätzt)

•Vollzeit•Unbefristet

ComplianceGovernanceRisk ManagementHorizon Scanning

Vice President, APAC Core Compliance Testing Team Lead

MUFG Bank, Ltd., Singapore Office • SG • Hybrid

150,000 - 250,000 SGD (geschätzt)

•Vollzeit•Unbefristet

Internal AuditRisikobewertungCompliance TestingRoot Cause Analysis

Compliance Business Oversight Manager (US)

TD Bank, N.A. • Charlotte, US • Vor Ort

91,000 - 145,600 USD (geschätzt)

•Vollzeit•Unbefristet

Control MappingRisikobewertungIssue ManagementChange Management

Senior Registered Compliance Officer - Testing (Hybrid)

Transamerica • Philadelphia, US • Hybrid

76,000 - 86,000 USD (geschätzt)

•Vollzeit•Unbefristet

SurveillanceInternal AuditRisk ManagementCompliance Testing

CAM Analyst I

Manufacturers and Traders Trust Co • University at Buffalo, US • Vor Ort

47,029 - 78,354 USD (geschätzt)

•Vollzeit•Unbefristet

Personal ComputersSpreadsheet SoftwareReportingData Analysis

Senior Registered Compliance Officer - Surveillance, Broker-Dealer

Transamerica • Cedar Rapids, US • Hybrid

75,000 - 85,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 6FINRA Series 7FINRA Series 24FINRA Series 26

Compliance Testing Advisor - Institutional Services and Wealth Management (ISWM) - Hybrid (see potential locations in job description)

Manufacturers and Traders Trust Co • Buffalo, US • Hybrid

89,600 - 149,300 USD (geschätzt)

•Vollzeit•Unbefristet

AuditCoachingLeadershipRisk Management

Compliance Testing Analyst II - Lending Compliance Testing (Hybrid - see potential locations in description)

Manufacturers and Traders Trust Co • Buffalo, US • Hybrid

62,200 - 103,600 USD (geschätzt)

•Vollzeit•Unbefristet

Control TestingRisk ManagementCompliance TestingLending Compliance

Senior Director, Compliance

moomoo • Dallas, US • Vor Ort

175,000 - 210,000 USD

•Vollzeit•Unbefristet

FINRA RulesSEC RegulationsCompliance TestingRegulatory filings

Principal, Compliance – Insurance Solutions

Blue Owl Capital Holdings LLC • New York, US • Vor Ort

185,000 - 215,000 USD (geschätzt)

•Vollzeit•Unbefristet

NAIC Regulatory KnowledgeAnnuity Product ComplianceState Insurance RegulationsCompliance Program Management

Senior Compliance Testing Analyst (US)

TD Bank, N.A. • Greenville, US • Vor Ort

72,280 - 108,160 USD (geschätzt)

•Vollzeit•Unbefristet

Microsoft ExcelCompliance TestingManagement ReportingRegulatory Compliance

Manager, EAML Examination

Canadian Imperial Bank of Commerce (Canada) • Toronto, CA • Hybrid

90,000 - 120,000 CAD (geschätzt)

•Vollzeit•Unbefristet

Report writingRisk ManagementCompliance TestingSanctions Compliance

Consultant, Compliance

Canadian Imperial Bank of Commerce (Canada) • Toronto, CA • Hybrid

80,000 - 110,000 CAD (geschätzt)

•Vollzeit•Unbefristet

RisikobewertungCompliance TestingRegulatory KnowledgeRegulatory Compliance

WMS Retirement Plan Specialist

Fishback Financial Corporation • US • Vor Ort

40,000 - 55,000 USD (geschätzt)

•Vollzeit•Unbefristet

WordExcelKontoführungCustomer Relationship Management

Regulatory Compliance Analyst

State Employees' Credit Union • Raleigh, US • Hybrid

55,000 - 75,000 USD (geschätzt)

•Vollzeit•Unbefristet

Regulatory ComplianceMicrosoft Office suiteRisikobewertungCompliance Testing

Director, Compliance Oversight – Testing, Monitoring and Issues Management, EMEA

MUFG - United Kingdom (BTMU) • London, GB • Hybrid

120,000 - 160,000 GBP (geschätzt)

•Vollzeit•Unbefristet

Core ComplianceRisk ManagementControl AssuranceGovernance forums

Senior Associate, Compliance – Adviser Program Oversight

Pacific Investment Mgt Co. LLC • Newport Beach, US • Vor Ort

100,000 - 112,500 USD (geschätzt)

•Vollzeit•Unbefristet

RisikobewertungCompliance TestingPolicy DevelopmentRegulatory Compliance

Compliance Testing Manager (US)

TD Bank, N.A. • Greenville, US • Vor Ort

91,000 - 136,240 USD (geschätzt)

•Vollzeit•Unbefristet

AuditValidationRisk ManagementQuality Assurance

Senior Compliance Testing Analyst (US)

TD Bank, N.A. • Charlotte, US • Vor Ort

72,280 - 117,520 USD (geschätzt)

•Vollzeit•Unbefristet

AuditValidationData AnalysisReport writing

VP, Business Control Assurance

Bank of Montreal (U.S.) • New York, US • Vor Ort

120,000 - 170,000 USD (geschätzt)

•Vollzeit•Unbefristet

SamplingGovernanceRemediationTest Design