[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"seo-content-expertise-sec-regulations-us":3,"job-search-\u002Fen-us\u002Fjobs-by-expertise\u002Fsec-regulations":4,"expertise-filters-\u002Fen-us\u002Fjobs-by-expertise\u002Fsec-regulations":290,"featured-jobs-\u002Fen-us\u002Fjobs-by-expertise\u002Fsec-regulations":403},{},{"total":5,"jobs":6},9,[7,50,80,109,145,176,206,236,262],{"id":8,"slug":9,"title":10,"raw_title":11,"is_featured":12,"company":13,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":16,"processed_country_iso_code_gmaps":18,"processed_home_office":20,"processed_salary_min":21,"processed_salary_max":22,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":25,"processed_employment_types":27,"processed_it_skills":28,"processed_it_skills_labels":30,"processed_job_expertise_skills":34,"processed_job_expertise_skills_labels":37,"max_cpc":48,"actual_cpc":49},84400,"compliance-officer-invesco-group-services-inc","Compliance Officer",null,false,{"name":14,"slug":15,"logo_url":11},"Invesco Group Services, INC.","invesco-group-services-inc",[17],"Atlanta",[19],"US","hybrid",70000,100000,"USD","estimated",[26],"FULL_TIME","permanent",{"bloomberg":29,"charles river":29,"microsoft office":29},2,[31,32,33],"Microsoft Office","Bloomberg","Charles River",{"sec regulations":35,"trading systems":29,"finra regulations":36,"cftc\u002Fnfa regulations":36,"regulatory compliance":35,"back-office operations":29,"securities act of 1933":36,"investment company act of 1940":36,"securities exchange act of 1934":36,"financial services industry knowledge":36},4,3,[38,39,40,41,42,43,44,45,46,47],"Regulatory Compliance","SEC Regulations","CFTC\u002FNFA Regulations","FINRA Regulations","Securities Act of 1933","Securities Exchange Act of 1934","Investment Company Act of 1940","Trading Systems","Back-office Operations","Financial Services Industry Knowledge",1,1.5,{"id":51,"slug":52,"title":53,"raw_title":11,"is_featured":12,"company":54,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":57,"processed_country_iso_code_gmaps":59,"processed_home_office":20,"processed_salary_min":60,"processed_salary_max":61,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":62,"processed_employment_types":27,"processed_it_skills":63,"processed_it_skills_labels":64,"processed_job_expertise_skills":65,"processed_job_expertise_skills_labels":66,"max_cpc":48,"actual_cpc":49},80096,"vice-president-investor-relations-allstate-insurance-co","Vice President, Investor Relations",{"name":55,"slug":56,"logo_url":11},"Allstate Insurance Co.","allstate-insurance-co",[58],"Cook County",[19],340000,430000,[26],{},[],{"treasury":36,"board advisory":35,"capital markets":35,"equity research":36,"sec regulations":35,"financial acumen":35,"corporate strategy":35,"investment banking":36,"investor relations":35,"disclosure governance":35,"shareholder engagement":35,"valuation methodologies":35,"competitive benchmarking":35,"financial communications":35},[67,68,69,39,70,71,72,73,74,75,76,77,78,79],"Investor Relations","Capital Markets","Financial Communications","Valuation Methodologies","Shareholder Engagement","Corporate Strategy","Treasury","Equity Research","Investment Banking","Financial Acumen","Board Advisory","Disclosure Governance","Competitive Benchmarking",{"id":81,"slug":82,"title":83,"raw_title":11,"is_featured":12,"company":84,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":87,"processed_country_iso_code_gmaps":89,"processed_home_office":90,"processed_salary_min":91,"processed_salary_max":92,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":93,"processed_employment_types":27,"processed_it_skills":94,"processed_it_skills_labels":95,"processed_job_expertise_skills":98,"processed_job_expertise_skills_labels":99,"max_cpc":48,"actual_cpc":49},88681,"financial-advisor-umb-financial-services-inc","Financial Advisor",{"name":85,"slug":86,"logo_url":11},"UMB FINANCIAL SERVICES INC","umb-financial-services-inc",[88],"Overland Park",[19],"onsite",102960,125840,[26],{"microsoft office":36,"thompson 1\u002Fstreetscape":36,"financial planning tools":36},[31,96,97],"Thompson 1\u002FStreetscape","Financial Planning Tools",{"iras":35,"sales":35,"risk assessment":35,"sec regulations":35,"finra regulations":35,"financial planning":35,"business development":35,"securities and trading":35,"estate and tax planning":36,"state and federal laws\u002Fregulations":35,"life insurance and annuity products":35},[100,101,102,103,104,105,106,107,41,39,108],"Financial Planning","Securities and Trading","Life Insurance and Annuity Products","IRAs","Estate and Tax Planning","Risk Assessment","Sales","Business Development","State and Federal Laws\u002FRegulations",{"id":110,"slug":111,"title":112,"raw_title":11,"is_featured":12,"company":113,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":116,"processed_country_iso_code_gmaps":118,"processed_home_office":90,"processed_salary_min":119,"processed_salary_max":120,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":121,"processed_employment_types":27,"processed_it_skills":122,"processed_it_skills_labels":123,"processed_job_expertise_skills":127,"processed_job_expertise_skills_labels":128,"max_cpc":48,"actual_cpc":49},69854,"control-room-associate-bbva-securities-new-york","Control Room Associate",{"name":114,"slug":115,"logo_url":11},"BBVA SECURITIES NEW YORK","bbva-securities-new-york",[117],"New York",[19],120000,130000,[26],{"microsoft excel":36,"google workspace":36,"surveillance platforms (e.g., mco)":36},[124,125,126],"Microsoft Excel","Google Workspace","Surveillance Platforms (e.g., MCO)",{"compliance":35,"nfa regulations":35,"sec regulations":35,"cftc regulations":35,"finra regulations":35,"policy development":35,"compliance training":35,"information barriers":35,"management reporting":35,"control room operations":35,"internal audits support":35,"swap dealer regulations":35,"regulatory registrations":35,"broker-dealer regulations":35,"capital markets knowledge":35,"regulatory examinations support":35,"conflicts of interest management":35,"employee personal trading surveillance":35},[129,130,131,132,133,134,39,41,135,136,137,138,139,140,141,142,143,144],"Compliance","Control Room Operations","Information Barriers","Employee Personal Trading Surveillance","Conflicts of Interest Management","Regulatory Registrations","CFTC Regulations","NFA Regulations","Broker-Dealer Regulations","Capital Markets Knowledge","Swap Dealer Regulations","Regulatory Examinations Support","Internal Audits Support","Policy Development","Compliance Training","Management Reporting",{"id":146,"slug":147,"title":148,"raw_title":11,"is_featured":12,"company":149,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":152,"processed_country_iso_code_gmaps":154,"processed_home_office":20,"processed_salary_min":155,"processed_salary_max":156,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":157,"processed_employment_types":27,"processed_it_skills":158,"processed_it_skills_labels":159,"processed_job_expertise_skills":162,"processed_job_expertise_skills_labels":163,"max_cpc":48,"actual_cpc":49},67832,"senior-manager-fund-accounting-umb-fund-services-inc","Senior Manager Fund Accounting",{"name":150,"slug":151,"logo_url":11},"UMB FUND SERVICES INC","umb-fund-services-inc",[153],"Milwaukee",[19],141354,207900,[26],{"excel":35,"microsoft office":35,"in-house software":36},[31,160,161],"Excel","In-house software",{"gaap":35,"audit":35,"pricing":35,"staffing":35,"training":35,"compliance":35,"nav accounting":35,"reconciliation":35,"fund accounting":35,"irs regulations":35,"sec regulations":35,"client management":35,"project management":36,"performance management":35},[164,165,166,167,168,169,170,129,39,171,172,173,174,175],"Fund Accounting","NAV Accounting","Pricing","Reconciliation","Performance Management","Staffing","Training","IRS Regulations","GAAP","Audit","Client Management","Project Management",{"id":177,"slug":178,"title":179,"raw_title":11,"is_featured":12,"company":180,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":183,"processed_country_iso_code_gmaps":184,"processed_home_office":20,"processed_salary_min":185,"processed_salary_max":186,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":187,"processed_employment_types":27,"processed_it_skills":188,"processed_it_skills_labels":189,"processed_job_expertise_skills":190,"processed_job_expertise_skills_labels":191,"max_cpc":48,"actual_cpc":49},61104,"senior-compliance-consultant-capital-markets-commercial-and-investment-banking-institutional-bd-and-asset-management-hybrid-metro-nyc-or-buffalo-ny-001-manufacturers-and-traders-trust-co","Senior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B\u002FD and Asset Management (Hybrid - Metro NYC OR Buffalo, NY)",{"name":181,"slug":182,"logo_url":11},"Manufacturers and Traders Trust Co","manufacturers-and-traders-trust-co",[117],[19],109300,182100,[26],{},[],{"rule 144a":35,"finra rules":35,"regulation m":35,"surveillance":35,"risk assessment":35,"sec regulations":35,"audit management":35,"issue management":35,"policy development":35,"project management":36,"compliance advisory":35,"root cause analysis":35,"information barriers":35,"training development":35,"regulatory compliance":35,"insider trading controls":35,"regulation best interest":35,"broker-dealer regulations":35,"capital markets compliance":35,"regulatory change management":35,"investment banking compliance":35},[192,105,38,193,194,137,39,195,196,197,198,131,199,200,201,142,202,203,204,205,175],"Compliance Advisory","Investment Banking Compliance","Capital Markets Compliance","FINRA Rules","Regulation Best Interest","Regulation M","Rule 144A","Insider Trading Controls","Surveillance","Regulatory Change Management","Training Development","Audit Management","Issue Management","Root Cause Analysis",{"id":207,"slug":208,"title":209,"raw_title":11,"is_featured":12,"company":210,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":213,"processed_country_iso_code_gmaps":215,"processed_home_office":20,"processed_salary_min":216,"processed_salary_max":217,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":218,"processed_employment_types":27,"processed_it_skills":219,"processed_it_skills_labels":220,"processed_job_expertise_skills":223,"processed_job_expertise_skills_labels":224,"max_cpc":48,"actual_cpc":49},79144,"senior-fund-administration-accountant-transamerica-asset-management-transamerica","Senior Fund Administration Accountant - Transamerica Asset Management",{"name":211,"slug":212,"logo_url":11},"Transamerica","transamerica",[214],"Denver",[19],71000,80000,[26],{"microsoft word":36,"microsoft excel":35,"visual basic for applications (vba)":36},[221,124,222],"Microsoft Word","Visual Basic for Applications (VBA)",{"audit support":35,"general ledger":36,"fund accounting":35,"reconciliations":36,"sec regulations":35,"expense budgeting":36,"internal controls":36,"custody operations":36,"financial reporting":35,"fund administration":35,"process development":36,"fund performance calculations":36,"state street fund accounting system":29},[225,164,226,39,227,228,229,230,231,232,233,234,235],"Fund Administration","Financial Reporting","Audit Support","Custody Operations","Expense Budgeting","General Ledger","Reconciliations","Fund Performance Calculations","Process Development","Internal Controls","State Street Fund Accounting System",{"id":237,"slug":238,"title":239,"raw_title":11,"is_featured":12,"company":240,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":243,"processed_country_iso_code_gmaps":244,"processed_home_office":20,"processed_salary_min":245,"processed_salary_max":246,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":247,"processed_employment_types":27,"processed_it_skills":248,"processed_it_skills_labels":249,"processed_job_expertise_skills":250,"processed_job_expertise_skills_labels":251,"max_cpc":48,"actual_cpc":49},49447,"director-head-of-markets-regulatory-affairs-amp-registrations-us-broker-dealer-mufg-securities-americas-inc","Director, Head of Markets Regulatory Affairs & Registrations (U.S. Broker-Dealer)",{"name":241,"slug":242,"logo_url":11},"MUFG Securities Americas Inc.","mufg-securities-americas-inc",[117],[19],185000,242000,[26],{},[],{"compliance":35,"governance":35,"finra rules":35,"data governance":36,"nfa regulations":35,"risk management":35,"sec regulations":35,"project management":36,"regulatory affairs":35,"process improvement":36,"regulatory reporting":35,"examination management":35,"broker-dealer operations":35,"supervisory interactions":35,"registrations and licensing":35},[252,253,254,255,256,129,257,258,195,39,136,259,175,260,261],"Regulatory Affairs","Regulatory Reporting","Registrations and Licensing","Governance","Risk Management","Examination Management","Supervisory Interactions","Broker-Dealer Operations","Data Governance","Process Improvement",{"id":263,"slug":264,"title":265,"raw_title":11,"is_featured":12,"company":266,"raw_hiringOrganization_logo_url":11,"processed_city_gmaps":269,"processed_country_iso_code_gmaps":270,"processed_home_office":90,"processed_salary_min":271,"processed_salary_max":272,"processed_salary_currency":23,"processed_salary_source":24,"processed_working_hours":273,"processed_employment_types":27,"processed_it_skills":274,"processed_it_skills_labels":275,"processed_job_expertise_skills":279,"processed_job_expertise_skills_labels":280,"max_cpc":48,"actual_cpc":49},48977,"research-risk-management-vice-president-ms-amp-co-llc","Research Risk Management Vice President",{"name":267,"slug":268,"logo_url":11},"MS & Co., LLC","ms-co-llc",[117],[19],140000,250000,[26],{"zoom":36,"teams":36,"microsoft platforms":36},[276,277,278],"Microsoft platforms","Zoom","Teams",{"audits":36,"compliance":35,"risk management":35,"sec regulations":29,"agile principles":29,"operational risk":35,"change management":36,"finra regulations":29,"project management":36,"securities markets":29,"incident management":35,"investment research":29},[256,281,282,129,283,175,284,285,286,287,288,289],"Operational Risk","Incident Management","Audits","Change Management","Agile principles","Securities markets","Investment research","SEC regulations","FINRA regulations",{"industry":291,"employment_type":302,"expertise_skills":305,"it_skills":363,"salary_currency":399,"processed_working_hours":401},[292,296,299],{"key":293,"label":294,"count":295},"financial services","Financial Services",8,{"key":297,"label":298,"count":48},"banking","Banking",{"key":300,"label":301,"count":48},"insurance","Insurance",[303],{"key":27,"label":304,"count":5},"PERMANENT",[306,309,312,314,317,320,322,324,326,328,330,332,334,337,340,343,345,347,349,352,354,356,359,361],{"key":307,"label":308,"slug":307,"count":5},"sec-regulations","Sec Regulations",{"key":310,"label":311,"slug":310,"count":35},"project-management","Project management",{"key":313,"label":129,"slug":313,"count":35},"compliance",{"key":315,"label":316,"slug":315,"count":35},"finra-regulations","Finra Regulations",{"key":318,"label":319,"slug":318,"count":29},"finra-rules","Finra Rules",{"key":321,"label":137,"slug":321,"count":29},"broker-dealer-regulations",{"key":323,"label":105,"slug":323,"count":29},"risk-assessment",{"key":325,"label":164,"slug":325,"count":29},"fund-accounting",{"key":327,"label":131,"slug":327,"count":29},"information-barriers",{"key":329,"label":38,"slug":329,"count":29},"regulatory-compliance",{"key":331,"label":256,"slug":331,"count":29},"risk-management",{"key":333,"label":142,"slug":333,"count":29},"policy-development",{"key":335,"label":336,"slug":335,"count":29},"nfa-regulations","Nfa Regulations",{"key":338,"label":339,"slug":338,"count":48},"cftcnfa-regulations","Cftc\u002FNfa Regulations",{"key":341,"label":342,"slug":341,"count":48},"cftc-regulations","Cftc Regulations",{"key":344,"label":77,"slug":344,"count":48},"board-advisory",{"key":346,"label":138,"slug":346,"count":48},"capital-markets-knowledge",{"key":348,"label":194,"slug":348,"count":48},"capital-markets-compliance",{"key":350,"label":351,"slug":350,"count":48},"back-office-operations","Back-Office Operations",{"key":353,"label":203,"slug":353,"count":48},"audit-management",{"key":355,"label":130,"slug":355,"count":48},"control-room-operations",{"key":357,"label":358,"slug":357,"count":48},"conflicts-of-interest-management","Conflicts Of Interest Management",{"key":360,"label":72,"slug":360,"count":48},"corporate-strategy",{"key":362,"label":228,"slug":362,"count":48},"custody-operations",[364,367,370,372,374,377,380,383,386,388,390,393,395,397],{"key":365,"label":366,"slug":365,"count":36},"ms-office","MS Office",{"key":368,"label":369,"slug":368,"count":36},"ms-excel","MS Excel",{"key":371,"label":97,"slug":371,"count":48},"financial-planning-tools",{"key":373,"label":125,"slug":373,"count":48},"google-workspace",{"key":375,"label":376,"slug":375,"count":48},"in-house-software","In-House Software",{"key":378,"label":379,"slug":378,"count":48},"microsoft-platforms","Microsoft Platforms",{"key":381,"label":382,"slug":381,"count":48},"ms-word","MS Word",{"key":384,"label":385,"slug":384,"count":48},"surveillance-platforms-eg-mco","Surveillance Platforms (E.G., Mco)",{"key":387,"label":278,"slug":387,"count":48},"teams",{"key":389,"label":96,"slug":389,"count":48},"thompson-1streetscape",{"key":391,"label":392,"slug":391,"count":48},"visual-basic-for-applications-vba","Visual Basic For Applications (Vba)",{"key":394,"label":32,"slug":394,"count":48},"bloomberg",{"key":396,"label":277,"slug":396,"count":48},"zoom",{"key":398,"label":33,"slug":398,"count":48},"charles-river",[400],{"key":23,"label":23,"count":5},[402],{"key":26,"label":26,"count":5},{"total":404,"jobs":405},0,[]]