5 Jobs for Regulatory Compliance in the United Kingdom

Regulatory compliance is critically important in the Vereinigtes Königreich, particularly in the financial sector, where adherence to regulations like MIFIDII, MIFIR, and MAR is mandatory. It ensures that financial institutions operate within legal frameworks, protecting clients and maintaining market integrity. In the Vereinigtes Königreich, the Financial Conduct Authority (FCA) sets stringent requirements, making compliance essential for avoiding penalties and fostering trust. This skill is vital for navigating complex regulations in areas such as anti-money laundering checks and market abuse surveillance, which are key to sustaining the robust financial services industry here.

Regulatory Compliance

NDA Consultant (Alternatives) – 12 Month Contract (London)

PGA Global Services LLC, UK Branch • London, GB • On-site

40,000 - 60,000 GBP (est.)

•Full-Time•employment_type.contract

Legal Document ReviewNDA NegotiationMicrosoft WordMicrosoft Excel

Regulatory Compliance Officer - Trade Floor (London)

PGA Global Services LLC, UK Branch • London, GB • On-site

60,000 - 90,000 GBP (est.)

•Full-Time•Permanent

Regulatory ComplianceTrade Floor SurveillanceMarket Abuse SurveillanceConflicts of Interest

Client Support Administrator

Chase de Vere Independent Financial Advisers Limited • Manchester, GB • On-site

20,000 - 30,000 GBP (est.)

•Full-Time•Permanent

Financial AdvisoryClient SupportRegulatory ComplianceAnti-Money Laundering Checks

Paraplanner

Chase de Vere Independent Financial Advisers Limited • Clyst Saint Mary, GB • On-site

30,000 - 45,000 GBP (est.)

•Full-Time•Permanent

Financial PlanningInvestment Portfolio AnalysisRisk AssessmentRegulatory Compliance

Front Office Risk and Control Officer

LGT Wealth Management UK LLP • London, GB • Hybrid

50,000 - 70,000 GBP (est.)

•Full-Time•Permanent

FCA Suitability RequirementsDiscretionary Portfolio ManagementWealth Planning ServicesRegulatory Compliance