As part of the Hong Kong Compliance team, the Compliance Officer, based in Hong Kong, will play a key role to implementing the Asia Pacific Compliance program.

What you do

Ensure regulatory compliance, e.g., perform regulatory filing, submit licensing application
Provide regulatory compliance advice to business on a BAU basis
Manage regulatory change by keeping track of new regulatory development, analyse business impact and assist in implementation
Perform Code of Ethics administration and manage employee requests relating to personal account dealing, gift & entertainment, outside business activities etc.
Review marketing materials for retail and institutional businesses
Conduct routine compliance monitoring and testing
Provide compliance training to employees
Assist in cross-border marketing, global/regional compliance and technology/AI projects/tasks as needed

What you bring

5-8 years of asset management compliance experience or working experience with regulatory authorities
Working experience in the asset management industry. Knowledge in traditional fund business preferred
Knowledge of SFC regulatory requirements (primarily SFC Type 1, 4, 9)
High degree of motivation and attention to details
Strong sense of ownership and responsibility
Strong interpersonal, analytical and communication skills
Fluent in spoken and written English and Chinese
Excellent computing knowledge in MS applications such as Word, Excel, PowerPoint, data/reporting tool (e.g., PowerBI) and AI productivity tool (e.g., Copilot)

Preferred:

Conversational level of Putonghua
CPA / CFA / FRM / LLB designation
AI/technology skills such as Microsoft Copilot, ChatGPT, Microsoft Power Platform, data analytics
Experience in automation and process optimization within compliance operations is highly beneficial

What we offer

Balanced work environment: A dynamic office culture that supports flexibility and collaboration
Secure your future: Access to pension, retirement, and/or savings plans as applicable to the work location
Shared success: Company share purchasing plan
Support for what matters: Mental health and wellbeing programs
Investments in your career: Career opportunities within the entire Allianz Group
Investments in your skills: Comprehensive learning and development offerings, including certifications and professional qualifications
… and so much more!

About Allianz Global Investors 

Allianz Global Investors is a leading active asset manager, managing assets for individuals, families, and institutions worldwide. Our shared goal to shape a future of opportunity for our clients is foundational to our culture and our values. We look to attract, and actively nurture, individuals with the drive to achieve excellence at every stage of the investment experience.

We believe an inclusive culture is key to a flourishing workforce. Not only do we celebrate the broad range of experiences, backgrounds, and attributes that our workforce brings, but we support our people to live and work in a way that promotes their own wellbeing.

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges is what makes us a unique employer.

We are united by a shared commitment: to put our clients first and at the centre of everything we do. Their needs inspire our thinking and guide our actions.

Together, we can build an environment where everyone feels empowered and confident to explore, grow and shape a better future – for our clients and for the world around us. At Allianz, we stand for unity: we believe that a united world is a more prosperous world, and we are dedicated to consistently advocating for equal opportunities for all. The foundation for this is our inclusive workplace, where people and performance both matter, and where integrity, fairness, inclusion and trust are at the heart of our culture.

We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, social class, disability or sexual orientation, or any other characteristics protected under applicable local laws and regulations.

If you feel inspired to promote the active asset management experience, this is the place for you. Join our international, technology-enabled, and agile environment. Simply upload your CV in English to apply for this position.  If you need support to navigate our websites or at any stage during your application, please send an email with your request to recruiting@allianzgi.com.

To Recruitment Agencies:

Allianz Global Investors has an in-house recruitment team that sources great candidates directly. Therefore, Allianz Global Investors does not accept unsolicited resumes from agency or search firm recruiters.

When we do work with recruitment agencies, that engagement is formalized by a contract. Fees will only be paid when there is a contract in place. 

Without a contract in place, we will not accept invoices on unsolicited resumes, even if the candidate was ultimately employed by Allianz Global Investors.

Finally, please do not contact hiring managers directly.

Join us. Let’s care for tomorrow.

How to Apply: Applying is quick and easy. Simply upload your CV, complete your personal details, confirm your consent for AI support in the “Additional Information” section, and submit your application.

To support our recruiters, we use Fit Score—an AI‑powered tool that highlights how closely your profile aligns with the role. This helps us review applications more efficiently and focus on what matters most: your skills and experience.

Good to know: The Fit Score is a support tool only. At Allianz, technology never replaces human judgment. Every application is carefully reviewed by our recruiting teams, ensuring a fair, thoughtful, and personal hiring process.

1 Job for Compliance Monitoring And Testing in China

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