[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"all-featured-jobs-ae":3,"company-filters-\u002Fen-ae\u002Fcompany\u002Fcmc-markets-middle-east":6,"company-cmc-markets-middle-east-en-ae":113,"job-search-\u002Fen-ae\u002Fcompany\u002Fcmc-markets-middle-east":145},{"total":4,"jobs":5},0,[],{"industry":7,"employment_type":12,"expertise_skills":16,"it_skills":91,"salary_currency":107,"processed_working_hours":110},[8],{"key":9,"label":10,"count":11},"financial services","Financial Services",3,[13],{"key":14,"label":15,"count":11},"permanent","PERMANENT",[17,21,24,28,31,34,37,40,43,46,49,52,55,58,61,64,67,70,73,76,79,82,85,88],{"key":18,"label":19,"slug":18,"count":20},"regulatory-compliance","Regulatory Compliance",2,{"key":22,"label":23,"slug":22,"count":20},"risk-assessment","Risk Assessment",{"key":25,"label":26,"slug":25,"count":27},"kyc","Kyc",1,{"key":29,"label":30,"slug":29,"count":27},"complaints-handling","Complaints Handling",{"key":32,"label":33,"slug":32,"count":27},"compliance-monitoring","Compliance Monitoring",{"key":35,"label":36,"slug":35,"count":27},"financial-promotions-review","Financial Promotions Review",{"key":38,"label":39,"slug":38,"count":27},"corporate-law","Corporate Law",{"key":41,"label":42,"slug":41,"count":27},"regulatory-change-management","Regulatory Change Management",{"key":44,"label":45,"slug":44,"count":27},"financial-crime-compliance","Financial Crime Compliance",{"key":47,"label":48,"slug":47,"count":27},"regulatory-reporting","Regulatory Reporting",{"key":50,"label":51,"slug":50,"count":27},"client-onboarding","Client Onboarding",{"key":53,"label":54,"slug":53,"count":27},"amlcft","Aml\u002FCft",{"key":56,"label":57,"slug":56,"count":27},"customer-due-diligence","Customer Due Diligence",{"key":59,"label":60,"slug":59,"count":27},"risk-management","Risk Management",{"key":62,"label":63,"slug":62,"count":27},"quality-assurance","Quality Assurance",{"key":65,"label":66,"slug":65,"count":27},"source-of-wealth-assessment","Source Of Wealth Assessment",{"key":68,"label":69,"slug":68,"count":27},"contract-negotiation","Contract Negotiation",{"key":71,"label":72,"slug":71,"count":27},"management-information-reporting","Management Information Reporting",{"key":74,"label":75,"slug":74,"count":27},"record-keeping","Record Keeping",{"key":77,"label":78,"slug":77,"count":27},"legal-advice","Legal Advice",{"key":80,"label":81,"slug":80,"count":27},"training-delivery","Training Delivery",{"key":83,"label":84,"slug":83,"count":27},"client-classification","Client Classification",{"key":86,"label":87,"slug":86,"count":27},"employment-law","Employment Law",{"key":89,"label":90,"slug":89,"count":27},"dfsa-rulebook-knowledge","Dfsa Rulebook Knowledge",[92,95,98,101,104],{"key":93,"label":94,"slug":93,"count":27},"dow-jones","Dow Jones",{"key":96,"label":97,"slug":96,"count":27},"complyadvantage","Complyadvantage",{"key":99,"label":100,"slug":99,"count":27},"goaml","Goaml",{"key":102,"label":103,"slug":102,"count":27},"world-check","World-Check",{"key":105,"label":106,"slug":105,"count":27},"lexisnexis","Lexisnexis",[108],{"key":109,"label":109,"count":11},"AED",[111],{"key":112,"label":112,"count":11},"FULL_TIME",{"name":114,"slug":115,"logo_url":116,"id":117,"jobs":118,"description_de":116,"description_en":116,"industry":116,"headquarters_city":116,"headquarters_country_iso":116,"latitude":116,"longitude":116,"website_url":116,"raw_street":116,"raw_city":116,"raw_zip_code":116,"raw_country":116,"raw_legal_form":116,"raw_bafin_id":116,"raw_trade_names":116,"raw_permissions":116,"translations":116},"CMC Markets Middle East","cmc-markets-middle-east",null,3752,[119,124,129,134,140],{"id":120,"slug":121,"title":122,"location":116,"raw_job_location_address_addressLocality":116,"raw_hiringOrganization_logo_url":116,"raw_description":123},46853,"marketing-coordinator-cmc-markets-middle-east","Marketing Coordinator","We are looking for an organized Junior Marketing Coordinator to help the Marketing Manager with day-to-day marketing activities, administrative tasks, internal processes, events, supplier coordination and general marketing operations in the Middle East. This role is ideal for someone who is detail-oriented, eager to learn & comfortable using internal systems. The Junior Marketing Coordinator will help ensure marketing activities are delivered smoothly, on time, and in line with business requirements. Key Responsibilities Assist with the execution of marketing campaigns across digital, print & events. Update marketing calendars, follow up on pending tasks, quotations, invoices & marketing requests. Assist in coordinating company events, exhibitions, sponsorships & webinars. Support with event logistics, supplier bookings, guest lists, invitations, giveaways. Liaise with printers, production houses, and suppliers to obtain quotes and manage timelines. Help ensure all event items are prepared, delivered, and set up according to requirements and timelines. Support with post-event reports, photo collection, supplier invoice follow-up, and feedback summaries. Support with market research, competitor checks, supplier sourcing. Maintain personal\u002Fprofessional development to meet the changing demands of the role, including all relevant regulatory and legislative training Key Skills & Experience 1-2 years experience as a Marketing Coordinator, or similar. Strong organisational and administrative skills Excellent time management and prioritisation Proficiency in Microsoft Office (PowerPoint, Excel, Outlook) Strong attention to detail Event coordination and logistics support Supplier and stakeholder coordination Proactive follow-up and task management Strong communication and interpersonal skills Interest in marketing and business operations We are looking for an enthusiastic and proactive individual who is interested in developing a career in marketing. The ideal candidate will have strong organisational skills, be proficient in Microsoft Office, have excellent attention to detail, and be comfortable managing follow-ups, reminders, supplier coordination, and event-related activities in a fast-paced environment. A willingness to learn, use internal systems, and develop an understanding of the wider business is essential. CMC Markets is one of the world’s first ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone. Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing and automated execution. We're trusted by investors globally, but also by banks, brokers, funds and trading desks though our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential. We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.",{"id":125,"slug":126,"title":127,"location":116,"raw_job_location_address_addressLocality":116,"raw_hiringOrganization_logo_url":116,"raw_description":128},46860,"senior-legal-counsel-cmc-markets-middle-east","Senior Legal Counsel","We are looking to hire a Senior Legal Counsel to join us here at CMC Markets. This is a pivotal role as our sole Legal Counsel based in Dubai, supporting the firm’s regulated operations within the DIFC and ensuring the business remains compliant with all applicable DFSA and UAE legal requirements. You will act as the primary legal point of contact for the Middle East business, while working closely with the Head of Legal - EMEA and the wider global Legal, Compliance, Finance and Senior Leadership teams. Your remit spans commercial, regulatory, corporate, employment, and product-related legal matters, as well as contributing to global legal initiatives and helping to shape CMC’s growth in the region. Key Responsibilities Regional Legal & Regulatory Support (Middle East Focus) Provide legal advice on all matters relating to the firm’s operations within the DIFC and under DFSA rules, ensuring compliance with regional regulatory requirements. Advise the business on UAE-specific legal considerations, including contractual, regulatory, market, employment, and other legal obligations. Coordinate with the Dubai and global Compliance function to ensure continued compliance with applicable laws and regulations. Act as the primary liaison between CMC and regional external counsel for the Dubai-based business.. Commercial & Corporate Draft, review and negotiate a broad range of commercial agreements relevant to the UAE and wider Middle East region, including market data licences, vendor agreements, prime brokerage documentation (including ISDAs), and institutional\u002Fpartner arrangements. Support the Finance and Treasury teams on loans, engagement letters and other financing arrangements. Assist the Tax team with engagement letters and related documentation. Product & Operational Support Draft and amend Terms of Business for the Middle East, ensuring consistency with DFSA rules and alignment with global standards. Work alongside Operations and Product teams on regional initiatives, client onboarding projects and corporate account arrangements. Support Compliance on complaints handling (where required), regulatory changes and financial promotions reviews. Global Collaboration Work closely with legal colleagues across geographies to ensure smooth cross-border coordination and knowledge sharing. Assist with monthly board reporting and contribute to regional updates for senior leadership. Support global expansion projects, including new product initiatives, cross-border offerings and new branch considerations. Risk Mitigation & Governance Proactively identify, assess and mitigate legal risks across the region. Manage external counsel effectively to balance cost, efficiency and quality. Uphold and contribute to best-practice governance, maintaining the highest standards of professionalism and legal oversight. Principal Accountabilities Deliver high-quality legal advice across the Middle East, with a sharp focus on DFSA compliance and regional regulatory frameworks. Minimise legal and regulatory risk through effective oversight, documentation and proactive intervention. Manage external advisers for value, quality and strategic alignment. Maintain a deep understanding of the financial services industry, particularly regional market developments affecting CFDs, derivatives, equities, digital assets, and online trading. Promote an inclusive and supportive culture across the Legal function. Key Skills & Experience Essential Practising solicitor qualified in England & Wales , with a minimum of 6 years’ post-qualification experience, or possessing equivalent professional education and experience from another relevant jurisdiction. Strong knowledge of the DFSA regulatory framework and the legal environment of the DIFC; experience in UAE onshore matters is beneficial. Excellent written and verbal communication skills, with the ability to articulate complex legal issues succinctly. Strong organisational, analytical and negotiation capabilities. Confidence working autonomously as the sole legal presence in the region, while integrating effectively with a global team. Thorough understanding of legal and regulatory issues within the financial services industry. Desirable Derivatives experience, including ISDA and prime brokerage documentation. Previous experience within a regulated online trading or derivatives environment in the Middle East. CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age. CMC Markets is one of the world’s first ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone. Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing and automated execution. We're trusted by investors globally, but also by banks, brokers, funds and trading desks though our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential. We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.",{"id":130,"slug":131,"title":132,"location":116,"raw_job_location_address_addressLocality":116,"raw_hiringOrganization_logo_url":116,"raw_description":133},46861,"systematic-trader-cmc-markets-middle-east","Systematic Trader","We are currently recruiting for a Systematic Trader to manage all aspects of quantitative trading and market making across variety of asset classes in relation to the groups institutional offering. This is a varied and fast paced role requiring regular communication with Head of Systematic Market Making, Quant Analysts, Data Scientist, Infrastructure & Development teams, Institutional Sales and the market, credit, and liquidity risk managers. Business Unit Responsibilities: Management of Market Risk Responsible for design and management of quantitative trading and market making strategies, as well as algorithmic trading in relation to the firms institutional offering. Conduct research on risk models, signal generation, portfolio construction methodology, flow analysis, liquidity models, trading cost models, and market microstructure. Pricing Responsible for design and management of the core pricing system and indirectly dealing with a client by providing price and liquidity in relation to the firm’s products. Key Individual Responsibilities: Manage quantitative trading strategies by leveraging existing trading technology and infrastructure. Mix creativity and analytical disciplines in strategy optimization, execution, alpha research and risk management. Design and drive the continual evolution of trading and risk management systems. Manage the Group’s trading exposures within pre agreed company limits (MRCR, Risk, P&L). Use trading metrics to support trading decisions, identify inefficiencies, increase profitability, and improve performance. Find ways to both systematically and opportunistically increase the group’s profitability. Work closely with Financial Risk Management to understand and to share insights on known and emerging market, credit, counterparty, and liquidity risks to the business. Ensure that all automated trading applications have suitable levels of control, monitoring, and safety features. Understand the regulatory and supervisory environment and demonstrate ownership of our obligations and responsibilities, such as, but not limited to: Best Execution obligation, FX Global Code of Conduct Maintain personal\u002Fprofessional development to meet the changing demands of the role, including all relevant regulatory and legislative training. Take all reasonable steps to ensure appropriate confidentiality. Undertake such other duties, training and\u002For hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role. KEY SKILLS AND EXPERIENCE Strong academic background in an analytical field such as Computer Science, Mathematics, Physics, Engineering with experience in FICC, Equities or derivatives sector. Proven ability to analyse large data sets and draw useful commercial conclusions. Development in real-time algorithmic systems. Familiarity with Java and Python preferred. In the absence of these, strong familiarity with alternative languages is essential to demonstrating an ability to develop production code. Strong experience of a wide range of trading technologies and strategies, including their performance metrics. Strong communication skills, both written and spoken. Demonstrated understanding of and engineering of a safe operating environment, particularly regarding the control environment around electronic trading. Suitability to be an FCA SMCR Certification Function CMC Markets is one of the world’s first ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone. Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing and automated execution. We're trusted by investors globally, but also by banks, brokers, funds and trading desks though our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential. We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.",{"id":135,"slug":136,"title":137,"location":116,"raw_job_location_address_addressLocality":138,"raw_hiringOrganization_logo_url":116,"raw_description":139},91975,"kyc-aml-analyst-cmc-markets-middle-east","KYC & AML Analyst","Dubai","About CMC Markets Founded in 1989, CMC Markets is one of the world's leading online financial trading businesses. Listed on the London Stock Exchange, the Group serves retail and institutional clients through 15 offices across 12 countries and four continents. Our award-winning online and mobile trading platforms enable clients to access more than 10,000 financial instruments across shares, indices, foreign exchange, commodities and treasuries through contracts for difference (CFDs). In Australia, the Group also offers stockbroking services. At CMC Markets, we are committed to attracting, developing and retaining talented people who are innovative, driven and focused on delivering excellence. Our values underpin everything we do: Put clients first Lead with quality Set the standards To learn more about CMC Markets, visit www.cmcmarkets.com. About the role CMC Markets Middle East Limited (CMCME) is seeking an AML\u002FKYC Associate to join its Compliance – Financial Crime team in the Dubai International Financial Centre (DIFC). Reporting to the Compliance Officer and MLRO, you will play an important role in implementing and maintaining the firm's anti-money laundering (AML), counter-terrorist financing (CFT), counter-proliferation financing (CPF) and sanctions framework. You will support compliance with the DFSA's AML requirements, applicable UAE federal legislation and Group policies. This is a hands-on operational role suited to someone with practical experience in KYC, client onboarding or financial crime compliance who can manage a caseload independently and contribute from day one. CMCME serves Professional Clients, including corporate entities with complex ownership structures. You will therefore work across a range of due diligence requirements, from individual client verification to beneficial ownership analysis and source of wealth assessments. Working closely with the Senior Compliance Analyst and the CO\u002FMLRO, you will help ensure that client onboarding, ongoing monitoring and financial crime controls are completed accurately, efficiently and in line with regulatory expectations. As you develop your expertise and demonstrate the required competence, you will have the opportunity to take on delegated authority for approving lower-risk client accounts. Key Responsibilities Client Onboarding and Customer Due Diligence Carry out the customer risk assessment at onboarding and assign a risk rating in line with CMCME’s methodology, using it to determine the level of due diligence required. Carry out due diligence on corporate and other legal structures, including holding companies, SPVs, trusts, foundations and family offices, identifying and verifying beneficial owners, controllers and authorised signatories. Verify the identity of individual clients and connected persons in line with CMCME’s CDD procedures. Assess source of funds and source of wealth, and check that information obtained is consistent with the client’s profile, business and expected activity. Prepare enhanced due diligence files for higher-risk clients, including politically exposed persons and clients connected to higher-risk jurisdictions, for approval by the CO\u002FMLRO and senior management. Work with the Senior Compliance Analyst on Professional Client classification evidence gathered during onboarding. Over time, and once competence has been demonstrated, approve lower-risk client accounts within delegated authority. Liaise with clients, sales and operations teams to obtain outstanding information and documents. Screening Screen clients, beneficial owners and connected parties against sanctions lists (including the UAE Local Terrorist List, the UN Consolidated List and other lists applied by CMCME), PEP databases and adverse media. Review and discount or escalate potential screening matches, documenting the rationale clearly. Support CMCME’s procedures for implementing targeted financial sanctions without delay, including freezing measures and required notifications, under the direction of the CO\u002FMLRO. Ongoing Monitoring and Periodic Reviews Carry out periodic KYC reviews in line with each client’s risk rating, and event-driven reviews where a client’s ownership, control or circumstances change. Review transaction monitoring alerts and unusual activity, gathering information and documenting the outcome. Check client deposits and withdrawals for third-party payments, name mismatches and funding patterns inconsistent with the client’s profile, working with the payments and operations teams. Track expired documents and outstanding KYC items, and follow up to resolution. Suspicious Activity and Escalation Identify and promptly escalate potential suspicious activity to the CO\u002FMLRO through internal reporting procedures. Assist the CO\u002FMLRO in gathering information and preparing reports submitted to the UAE Financial Intelligence Unit via goAML. Maintain confidentiality and follow tipping-off requirements at all times. Maintain the internal suspicious activity and FIU reporting registers. Records, Reporting and Governance Maintain complete, accurate and auditable CDD files and records in line with record-keeping requirements. Prepare AML management information, including onboarding volumes, client risk profile, screening and alert statistics, and overdue reviews. Assist the CO\u002FMLRO in preparing the annual MLRO report and the annual DFSA AML Return. Support the periodic update of CMCME’s business risk assessment for money laundering, terrorist financing and proliferation financing. Assist with DFSA supervisory requests, internal audits and external AML reviews. Liaise with the Group MLRO and global Financial Crime teams, applying Group policies alongside local requirements. Policies, Training and Awareness Help keep AML\u002FKYC procedures, checklists and templates up to date with regulatory and business change. Monitor updates from the DFSA, the UAE FIU, the Executive Office for Control and Non-Proliferation, the National Anti-Money Laundering Committee and FATF, and flag relevant developments. Support the delivery of AML\u002FCFT and sanctions training to staff. Professional Development Maintain up-to-date knowledge of the DFSA AML Module, UAE AML\u002FCFT and sanctions requirements, and financial crime typologies relevant to CMCME’s business. Complete required training and continuing professional development. Undertake other duties reasonably required for the role and consistent with its level of responsibility. Experience Approximately 1–3 years’ KYC, onboarding or AML experience within a firm regulated by the DFSA, FSRA, SCA or FCA. Working knowledge of the relevant AML\u002FCFT and sanctions requirements (DFSA AML Module, FSRA AML Rulebook, SCA requirements or the UK Money Laundering Regulations and FCA rules). Practical experience of corporate due diligence, including beneficial ownership analysis. Experience assessing source of funds and source of wealth. Strong attention to detail and the ability to spot inconsistencies in documents and information. Clear written communication, including the ability to document decisions and rationale concisely. Well organised, with the ability to manage a caseload and meet service levels. Professional integrity and discretion in handling confidential information. Desirable Direct experience of the DFSA AML Module. Experience with trusts, foundations, family offices or other complex structures. Familiarity with screening and verification tools, such as World-Check, Dow Jones, ComplyAdvantage or LexisNexis. Experience in online trading, CFDs, brokerage, investment services, private banking or wealth management. An AML qualification, such as the ICA Certificate in AML or CAMS, or progress towards one. Degree in law, finance, business, economics, criminology or a related subject. Arabic language skills, experience working in the DIFC and existing UAE residency. CMC Markets is powered by our people. We are an equal opportunities employer and are committed to creating a diverse and inclusive workplace, where people feel confident to be themselves, feel valued and are able to do their best work. The Company reserves the right to review, alter and amend this job description from time to time in line with business requirements. CMC Markets is one of the world’s first ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone. Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing and automated execution. We're trusted by investors globally, but also by banks, brokers, funds and trading desks though our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential. We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.",{"id":141,"slug":142,"title":143,"location":116,"raw_job_location_address_addressLocality":138,"raw_hiringOrganization_logo_url":116,"raw_description":144},91976,"senior-compliance-analyst-cmc-markets-middle-east","Senior Compliance Analyst","Since launching in 1989, CMC Markets has become one of the world’s leading online financial trading businesses. CMC is listed on the London Stock Exchange and serves retail and institutional clients through 15 offices in 12 countries across four continents. CMC offers an award-winning online and mobile trading platform, enabling clients to trade over 10,000 financial instruments across shares, indices, foreign currencies, commodities and treasuries through contracts for difference. In Australia, the Group also offers stockbroking services. CMC is committed to recruiting, developing, retaining and motivating exceptional people who are talented, innovative and focused on delivering excellence. The Group’s values centre on: Put clients first Lead with quality Set the standards More information about the Group can be found at www.cmcmarkets.com. Background and Purpose of the Role The Senior Compliance Analyst will support the Compliance Officer\u002FMLRO in operating and maintaining the compliance framework of CMC Markets Middle East Limited, ensuring that the business operates in accordance with the DFSA Rulebook, DIFC laws, applicable UAE federal requirements and Group policies. This is a hands-on generalist role for an experienced compliance professional who can work independently from day one. The role acts as deputy to the CO\u002FMLRO, providing cover across compliance and financial crime matters, and supports the day-to-day work of the AML\u002FKYC Associate. Role Overview The Senior Compliance Analyst takes ownership of core second-line activities, including compliance monitoring, regulatory reporting, financial promotions, client classification oversight, complaints, training and regulatory change. Within delegated authority, the role approves routine financial promotions and prepares DFSA returns and notifications for final review and submission by the CO\u002FMLRO. CMCME serves Professional Clients, including corporate clients, and the role requires a sound understanding of the DFSA conduct and financial crime requirements that apply to that client base. Key Responsibilities Compliance Advisory and Business Support Act as the first point of contact for compliance queries from the business, providing clear, practical advice and escalating matters requiring CO\u002FMLRO judgement. Advise on the application of the DFSA Rulebook, in particular the GEN, COB and AML modules, and CMCME’s policies and procedures. Identify, record and escalate breaches, errors, control weaknesses and regulatory risks, and support root-cause analysis and remediation. Maintain CMCME’s compliance registers, including the breach, conflicts of interest, gifts and hospitality, personal account dealing and outside business interest registers. Review new products, services, counterparties and business initiatives from a compliance perspective. Maintain effective communication with the UK Head Office and global Compliance teams. Deputising for the CO\u002FMLRO Act as deputy to the CO\u002FMLRO, providing cover for compliance and financial crime matters during absence, within agreed authority and escalation arrangements. Provide day-to-day guidance to the AML\u002FKYC Associate and carry out quality assurance reviews of onboarding and screening files. Where cover for onboarding or screening is provided, do not carry out quality assurance or monitoring of files you have processed yourself. Such reviews will be reassigned or completed by the CO\u002FMLRO. Support the CO\u002FMLRO in reporting to senior management and the Board, and in meetings with the DFSA, auditors and Group functions when delegated. Compliance Monitoring and Testing Contribute to the design of the annual risk-based Compliance Monitoring Programme and deliver reviews in line with the approved plan. Carry out monitoring reviews and control testing, documenting work papers, findings and recommendations to a consistent standard. Agree remediation actions with the business and track them to completion. Oversee client classification, including Professional Client assessments and supporting evidence, client agreements and required disclosures. Carry out periodic reviews of client money and client asset arrangements, reconciliations and related controls, where applicable to CMCME’s licence. Regulatory Reporting and Notifications Own the regulatory reporting calendar and prepare DFSA returns, notifications and submissions for final review and submission by the CO\u002FMLRO. Prepare monthly and quarterly compliance management information and reports for the CO\u002FMLRO, senior management and the Board. Maintain CMCME’s regulatory records, including Authorised Individual and Licensed Function records, and identify changes requiring DFSA notification or approval. Coordinate responses to DFSA supervisory requests, risk assessments and onsite visits, and to internal and external audits. Regulatory Change and Policies Monitor DFSA consultation papers, Rulebook updates, Dear CEO letters, enforcement outcomes and other regulatory publications. Assess the impact of regulatory developments on CMCME and recommend changes to policies, procedures and controls. Draft and maintain compliance policies, procedures and the compliance manual. Financial Promotions and Client Communications Review and approve routine financial promotions, website content, social media posts and client communications within delegated authority, checking they comply with DFSA requirements and are clear, fair and not misleading. Check that promotions are directed only at the client types CMCME is permitted to deal with, and that required risk warnings and disclosures are included. Escalate non-routine or higher-risk materials to the CO\u002FMLRO for approval. Maintain the financial promotions approval log and records of sign-off. Complaints and Conduct Manage the complaints-handling process, including investigation, documentation and resolution within required timeframes. Maintain the complaints register, identify recurring themes and root causes, and recommend improvements to controls, processes or client communications. Training and Awareness Deliver compliance and AML training, including induction and annual refresher training, and maintain training records. Identify training needs and prepare compliance updates and briefings for staff. Experience Essential Approximately 3–5 years’ compliance experience within a firm regulated by the DFSA, FSRA, SCA or FCA. Working knowledge of the relevant regulatory rulebook (DFSA, FSRA, SCA or FCA), including conduct of business, financial promotions, client classification and AML requirements. Experience of compliance monitoring and testing, preparing regulatory returns and reviewing financial promotions. Sound understanding of AML\u002FCFT and sanctions requirements, sufficient to deputise for the MLRO. Degree in law, finance, business, economics or a related subject, or equivalent professional experience. Strong written and verbal communication skills, with the ability to give clear, practical advice and constructive challenge. Ability to work independently, manage competing priorities and meet regulatory deadlines. Professional integrity and sound judgement. Desirable Direct experience of the DFSA Rulebook and DFSA supervisory processes. Experience in online trading, CFDs, brokerage or investment services, particularly with Professional and corporate clients. A professional compliance or AML qualification, such as the ICA Diploma in Compliance, ICA Diploma in AML or CAMS. Previous approval by the DFSA or another regulator for a Licensed Function or equivalent role, such as Compliance Officer or MLRO. Experience of supervising or guiding junior team members. Experience working in the DIFC and existing UAE residency. CMC Markets is one of the world’s first ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone. Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing and automated execution. We're trusted by investors globally, but also by banks, brokers, funds and trading desks though our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential. We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.",{"total":11,"jobs":146},[147,175,191],{"id":135,"slug":136,"title":137,"raw_title":116,"is_featured":148,"company":149,"raw_hiringOrganization_logo_url":116,"processed_city_gmaps":150,"processed_country_iso_code_gmaps":151,"processed_home_office":153,"processed_salary_min":154,"processed_salary_max":155,"processed_salary_currency":109,"processed_salary_source":156,"processed_working_hours":157,"processed_employment_types":14,"processed_it_skills":158,"processed_it_skills_labels":159,"processed_job_expertise_skills":163,"processed_job_expertise_skills_labels":165,"max_cpc":27,"actual_cpc":27},false,{"name":114,"slug":115,"logo_url":116},[138],[152],"AE","onsite",180000,250000,"estimated",[112],{"goaml":20,"dow jones":20,"lexisnexis":20,"world-check":20,"complyadvantage":20},[103,94,160,161,162],"ComplyAdvantage","LexisNexis","goAML",{"aml":164,"kyc":164,"record keeping":11,"risk assessment":11,"client onboarding":164,"sanctions screening":11,"regulatory compliance":11,"customer due diligence":164,"enhanced due diligence":11,"transaction monitoring":11,"source of funds assessment":164,"source of wealth assessment":164,"beneficial ownership analysis":164,"suspicious activity reporting":11,"management information reporting":20},4,[166,167,51,57,168,169,170,171,172,173,23,19,174,75,72],"KYC","AML","Enhanced Due Diligence","Sanctions Screening","Transaction Monitoring","Beneficial Ownership Analysis","Source of Funds Assessment","Source of Wealth Assessment","Suspicious Activity Reporting",{"id":141,"slug":142,"title":143,"raw_title":116,"is_featured":148,"company":176,"raw_hiringOrganization_logo_url":116,"processed_city_gmaps":177,"processed_country_iso_code_gmaps":179,"processed_home_office":153,"processed_salary_min":180,"processed_salary_max":181,"processed_salary_currency":109,"processed_salary_source":156,"processed_working_hours":182,"processed_employment_types":14,"processed_it_skills":183,"processed_it_skills_labels":184,"processed_job_expertise_skills":185,"processed_job_expertise_skills_labels":186,"max_cpc":27,"actual_cpc":27},{"name":114,"slug":115,"logo_url":116},[178],"دبي",[152],300000,450000,[112],{},[],{"aml\u002Fcft":164,"policy drafting":164,"risk assessment":164,"quality assurance":11,"training delivery":11,"complaints handling":164,"regulatory reporting":164,"sanctions compliance":164,"client classification":164,"compliance monitoring":164,"dfsa rulebook knowledge":164,"financial crime compliance":164,"financial promotions review":164,"regulatory change management":164},[33,48,36,84,30,187,188,42,189,81,63,23,190,45],"AML\u002FCFT","Sanctions Compliance","Policy Drafting","DFSA Rulebook Knowledge",{"id":125,"slug":126,"title":127,"raw_title":116,"is_featured":148,"company":192,"raw_hiringOrganization_logo_url":116,"processed_city_gmaps":193,"processed_country_iso_code_gmaps":194,"processed_home_office":153,"processed_salary_min":195,"processed_salary_max":196,"processed_salary_currency":109,"processed_salary_source":156,"processed_working_hours":197,"processed_employment_types":14,"processed_it_skills":198,"processed_it_skills_labels":199,"processed_job_expertise_skills":200,"processed_job_expertise_skills_labels":201,"max_cpc":27,"actual_cpc":209},{"name":114,"slug":115,"logo_url":116},[178],[152],600000,900000,[112],{},[],{"legal advice":164,"corporate law":164,"employment law":11,"risk management":164,"dfsa regulations":164,"contract drafting":164,"isda documentation":11,"contract negotiation":164,"regulatory compliance":164,"derivatives experience":11,"difc legal environment":164,"financial services law":164,"prime brokerage documentation":11},[78,19,202,69,60,39,87,203,204,205,206,207,208],"Contract Drafting","Financial Services Law","DFSA Regulations","DIFC Legal Environment","ISDA Documentation","Prime Brokerage Documentation","Derivatives Experience",0.8]