[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"job-head-of-compliance-moomoo-de-th":3},{"id":4,"slug":5,"title":6,"description":7,"company":8,"is_featured":10,"featured_until":7,"is_active":11,"deactivated_at":7,"is_enriched":11,"processed_job_posting_json":12,"processed_latitude":78,"processed_longitude":79,"processed_employment_types":80,"processed_working_hours":81,"processed_working_hours_labels":83,"processed_home_office":84,"processed_salary_min":75,"processed_salary_max":76,"processed_salary_currency":72,"processed_salary_source":85,"processed_benefits":86,"processed_benefits_labels":87,"processed_industry":88,"processed_skills":7,"processed_job_location":89,"processed_full_address_gmaps":91,"processed_street_gmaps":93,"processed_city_gmaps":94,"processed_postal_code_gmaps":95,"processed_country_gmaps":96,"processed_country_iso_code_gmaps":98,"full_description":15,"formatted_description":99,"processed_employment_types_labels":33,"processed_home_office_labels":31,"processed_industry_labels":35,"processed_it_skills":100,"processed_it_skills_labels":101,"processed_soft_skills":102,"processed_soft_skills_labels":105,"processed_job_expertise_skills":106,"processed_job_expertise_skills_labels":107,"processed_language_requirements":108,"processed_total_experience_years":119,"processed_professional_field":120,"processed_professional_field_labels":122,"processed_leadership_role":11,"processed_date_posted":18,"raw_job_url":123,"apply_url":7,"raw_hiringOrganization_logo_url":124,"translations":7,"canonical_industry_key":88,"canonical_industry_label":35,"max_cpc":125,"actual_cpc":7},89662,"head-of-compliance-moomoo","Head of Compliance",null,{"name":9,"slug":9,"logo_url":7},"moomoo",false,true,{"@context":13,"@type":14,"title":6,"description":15,"hiringOrganization":16,"datePosted":18,"validThrough":19,"jobLocation":20,"jobLocationType":31,"employmentType":32,"industry":34,"skills":36,"baseSalary":70},"https:\u002F\u002Fschema.org\u002F","JobPosting","About the role\n Foundational HR role to establish Compliance policies and processes in Thailand\nHead of Compliance\nResponsibilities:\nCompliance Risk Management & Monitoring:\nIdentifying and managing compliance risks, including money laundering, terrorism financing, personal data protection, and bribery and corruption risks.\nManaging Conflict of Interest and ensuring proper corporate governance.\nAnalyzing the impact of regulatory and policy changes and communicating them throughout the organization.\nEstablishing and reviewing compliance manuals and internal policies.\nSupervising business activities and personnel to ensure compliance.\nDeveloping and reviewing compliance programs and addressing non-compliance situations.\nAdvisory & Effective Communication:\nAdvising the board and senior management on compliance-related laws, rules, and standards.\nEnsuring proper dissemination of notifications from regulatory bodies.\nMaintaining communication with stakeholders within the organization.\n \nContinuous Training and Updates on Regulatory Developments:\n Providing training to employees on relevant regulatory requirements.\n \nCompliance & Integrity Culture:\nPromoting and monitoring the integrity of the organization.\nAdvocating a compliance culture and providing guidance on compliance issues.\n \nEscalation and Reporting on Compliance Matters:\nDeveloping processes for escalating and reporting compliance matters.\nHighlighting compliance issues to the Board of Directors and senior management.\nReporting breaches to regulatory bodies.\n \nConsequence Management on Breaches:\nEnsuring procedures are in place for identifying and dealing with breaches.\n \nStakeholder Management:\nActing as a liaison officer for regulatory engagements.\n \nManagement of Department:\nManaging the department's day-to-day operations, including coaching and budget management.\n \nAd-Hoc duties As per assigned from time to time\nBachelor’s degree in Law, Finance, Business, or related field.\nStrong experience in \ncompliance roles within Thai securities brokerage \u002F fintech\n.\nSolid knowledge of \nSEC Thailand\n, \nSET\u002FTSD\u002FTFEX rules\n, and \nAMLO AML\u002FCFT requirements\n.\nExperience handling \nregulatory submissions, audits, inspections\n, and preferably brokerage \nlicensing applications\n.\nFamiliar with PDPA, investor protection rules, KYC\u002FEDD, digital onboarding, and conduct risk.\nProven leadership and ability to build a compliance function from the ground up.\nStrong communication skills with regulators and senior management.\nLanguage: Native Thai and Fluent English; Chinese is a plus for regional collaboration.",{"@type":17,"name":9},"Organization","2026-10-30","2027-10-30",[21],{"@type":22,"address":23,"geo":27},"Place",{"@type":24,"addressLocality":25,"addressCountry":26,"addressRegion":25},"PostalAddress","Bangkok","TH",{"@type":28,"latitude":29,"longitude":30},"GeoCoordinates",13.7563309,100.5017651,"ONSITE",[33],"PERMANENT",[35],"Financial Services",[37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,39,57,58,59,60,61,62,63,64,65,66,67,68,69],"Communication","Leadership","Stakeholder Management","Training","Analytical Skills","Compliance Risk Management","Anti-Money Laundering (AML)","Counter-Terrorism Financing (CTF)","Personal Data Protection (PDPA)","Bribery and Corruption Risk Management","Conflict of Interest Management","Corporate Governance","Regulatory Analysis","Policy Development","Compliance Program Development","Regulatory Advisory","Regulatory Training","Compliance Culture Promotion","Escalation and Reporting","Breach Management","Department Management","Budget Management","Knowledge of SEC Thailand Regulations","Knowledge of SET\u002FTSD\u002FTFEX Rules","Knowledge of AMLO AML\u002FCFT Requirements","Regulatory Submissions","Audit Management","Inspection Management","Brokerage Licensing Applications","Investor Protection Rules","KYC\u002FEDD","Digital Onboarding","Conduct Risk",{"@type":71,"currency":72,"value":73},"MonetaryAmount","THB",{"@type":74,"minValue":75,"maxValue":76,"unitText":77},"QuantitativeValue",80000,120000,"YEAR",[29],[30],"permanent",[82],"FULL_TIME",[82],"onsite","estimated",[],[],"financial services",[90],"moomoo, bangkok, thailand",[92],"Bangkok, Thailand",[],[25],[],[97],"Thailand",[26],"## About the role\n\nFoundational HR role to establish Compliance policies and processes in Thailand\n\n**Head of Compliance**\n\n## Responsibilities:\n\n### Compliance Risk Management & Monitoring:\n- Identifying and managing compliance risks, including money laundering, terrorism financing, personal data protection, and bribery and corruption risks.\n- Managing Conflict of Interest and ensuring proper corporate governance.\n- Analyzing the impact of regulatory and policy changes and communicating them throughout the organization.\n- Establishing and reviewing compliance manuals and internal policies.\n- Supervising business activities and personnel to ensure compliance.\n- Developing and reviewing compliance programs and addressing non-compliance situations.\n\n### Advisory & Effective Communication:\n- Advising the board and senior management on compliance-related laws, rules, and standards.\n- Ensuring proper dissemination of notifications from regulatory bodies.\n- Maintaining communication with stakeholders within the organization.\n\n### Continuous Training and Updates on Regulatory Developments:\n- Providing training to employees on relevant regulatory requirements.\n\n### Compliance & Integrity Culture:\n- Promoting and monitoring the integrity of the organization.\n- Advocating a compliance culture and providing guidance on compliance issues.\n\n### Escalation and Reporting on Compliance Matters:\n- Developing processes for escalating and reporting compliance matters.\n- Highlighting compliance issues to the Board of Directors and senior management.\n- Reporting breaches to regulatory bodies.\n\n### Consequence Management on Breaches:\n- Ensuring procedures are in place for identifying and dealing with breaches.\n\n### Stakeholder Management:\n- Acting as a liaison officer for regulatory engagements.\n\n### Management of Department:\n- Managing the department's day-to-day operations, including coaching and budget management.\n\nAd-Hoc duties As per assigned from time to time\n\n- Bachelor’s degree in Law, Finance, Business, or related field.\n- Strong experience in **compliance roles within Thai securities brokerage \u002F fintech**.\n- Solid knowledge of **SEC Thailand**, **SET\u002FTSD\u002FTFEX rules**, and **AMLO AML\u002FCFT requirements**.\n- Experience handling **regulatory submissions, audits, inspections**, and preferably brokerage **licensing applications**.\n- Familiar with PDPA, investor protection rules, KYC\u002FEDD, digital onboarding, and conduct risk.\n- Proven leadership and ability to build a compliance function from the ground up.\n- Strong communication skills with regulators and senior management.\n- Language: Native Thai and Fluent English; Chinese is a plus for regional collaboration.",{},[],{"communication":103,"leadership":103,"stakeholder management":103,"training":104,"analytical skills":104},4,3,[37,38,39,40,41],{"kyc\u002Fedd":104,"conduct risk":104,"audit management":103,"breach management":104,"budget management":104,"digital onboarding":104,"policy development":103,"regulatory advisory":103,"regulatory analysis":103,"regulatory training":104,"corporate governance":104,"department management":103,"inspection management":103,"regulatory submissions":103,"stakeholder management":103,"escalation and reporting":103,"investor protection rules":104,"compliance risk management":103,"anti-money laundering (aml)":103,"compliance culture promotion":104,"compliance program development":103,"conflict of interest management":104,"knowledge of set\u002Ftsd\u002Ftfex rules":103,"personal data protection (pdpa)":104,"brokerage licensing applications":104,"counter-terrorism financing (ctf)":103,"knowledge of sec thailand regulations":103,"bribery and corruption risk management":104,"knowledge of amlo aml\u002Fcft requirements":103},[42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,39,57,58,59,60,61,62,63,64,65,66,67,68,69],{"detected_language_jobad":109,"required":110},"en",[111,115],[112],{"language":113,"level":114},"THAI","C2",[116],{"language":117,"level":118},"ENGLISH","C1",5,[121],"Legal and Compliance",[121],"https:\u002F\u002Fapply.workable.com\u002Fmoomoo\u002Fj\u002F4bb9709e1d\u002F","https:\u002F\u002Fworkablehr.s3.amazonaws.com\u002Fuploads\u002Faccount\u002Flogo\u002F661829\u002Flogo",1]