[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"job-manager-compliance-risk-management-moomoo-de-my":3},{"id":4,"slug":5,"title":6,"description":7,"company":8,"is_featured":10,"featured_until":7,"is_active":11,"deactivated_at":7,"is_enriched":11,"processed_job_posting_json":12,"processed_latitude":71,"processed_longitude":72,"processed_employment_types":73,"processed_working_hours":74,"processed_working_hours_labels":76,"processed_home_office":77,"processed_salary_min":68,"processed_salary_max":69,"processed_salary_currency":65,"processed_salary_source":78,"processed_benefits":79,"processed_benefits_labels":89,"processed_industry":90,"processed_skills":7,"processed_job_location":91,"processed_full_address_gmaps":93,"processed_street_gmaps":95,"processed_city_gmaps":97,"processed_postal_code_gmaps":98,"processed_country_gmaps":100,"processed_country_iso_code_gmaps":102,"full_description":15,"formatted_description":103,"processed_employment_types_labels":34,"processed_home_office_labels":32,"processed_industry_labels":36,"processed_it_skills":104,"processed_it_skills_labels":105,"processed_soft_skills":106,"processed_soft_skills_labels":109,"processed_job_expertise_skills":110,"processed_job_expertise_skills_labels":111,"processed_language_requirements":112,"processed_total_experience_years":121,"processed_professional_field":122,"processed_professional_field_labels":124,"processed_leadership_role":11,"processed_date_posted":18,"raw_job_url":125,"apply_url":7,"raw_hiringOrganization_logo_url":126,"translations":7,"canonical_industry_key":90,"canonical_industry_label":36,"max_cpc":127,"actual_cpc":7},68960,"manager-compliance-risk-management-moomoo","Manager, Compliance & Risk Management",null,{"name":9,"slug":9,"logo_url":7},"moomoo",false,true,{"@context":13,"@type":14,"title":6,"description":15,"hiringOrganization":16,"datePosted":18,"validThrough":19,"jobLocation":20,"jobLocationType":32,"employmentType":33,"industry":35,"skills":37,"baseSalary":63},"https:\u002F\u002Fschema.org\u002F","JobPosting","We are looking for an experienced Manager, Compliance & Risk Management to drive strong governance and uphold high standards of compliance and risk management practices within the Company. The role involves providing advisory support on regulatory and risk management matters and business initiatives, promoting robust compliance culture, managing routine compliance-related activities, and strengthening the Company's overall compliance and risk management framework.\nThe ideal candidate should have a strong compliance background within the capital market industry, with experience dealing with Securities Commission Malaysia (SC) and Bursa Malaysia. Experience in risk management and team management will be an added advantage.\n \nResponsibilities \nDevelop, manage, maintain and implement compliance and risk management policies, procedures and controls governing Moomoo activities, ensuring alignment with applicable regulatory requirements.\nOversee the compliance program and monitoring on business units, departments, and functions to identify any gaps or non-compliance issues, and provide advice and support on the remedial actions.\nProvide compliance and risk advice to business and functional teams on ongoing activities, new products\u002Fservices, and strategic business initiatives. \nSupport day-to-day compliance reviews, including transaction monitoring, trade surveillance, and marketing materials.\nMonitor developments in applicable laws, regulations, and guidelines, conduct impact analysis and communicate the updates to relevant stakeholders in a timely manner.\nAct as the primary compliance contact with Securities Commission Malaysia, Bursa Malaysia, and other relevant regulatory authorities on compliance matters. \nConduct ongoing risk identification, monitoring, and reporting. Work with risk owners to implement appropriate mitigating and control measures.\nPrepare, review and submit regulatory reports to regulators and other applicable authorities.\nPrepare compliance and risk reports, management updates, and materials for board and committee meetings. \nLead and manage a small team, including work planning, coaching, performance management, and day-to-day oversight. \nWork closely with business, operations, legal, product, and other internal stakeholders to actively identify and resolve compliance and risk issues while balancing regulatory requirements with business objectives.\nPerform other compliance or risk management related duties and responsibilities as assigned.\nBachelor’s degree in Law, Finance, Business, Risk Management, Compliance, or a related discipline.\nA minimum of 8 years of relevant experience in compliance, preferably within a stockbroking firm, investment bank, or other capital market intermediary.\nIn-depth understanding of capital market laws, regulations, guidelines, and industry best practices.\nStrong analytical, problem-solving, and decision-making skills, with the ability to exercise sound judgement on complex compliance and risk matters. \nCandidates who have passed SIDC Modules 6, 7, 11,14 or 16 would have an added advantage. \nLanguage proficiency in English, Malay is a must, while Chinese\u002FMandarin is advantageous.\nBumiputera candidates are encouraged to apply.\nStrong communication and stakeholder management skills, with the ability to work effectively across business and functional teams.\nAble to work independently in a fast-paced and evolving business environment.\nStrong sense of ownership and accountability.\nWe offer a comprehensive and holistic work experience and package as follows:\n13 months contractual bonus \nCompetitive compensation & benefits. \nPerformance bonus\nConvenient Access to Public Transport \nExam\u002FCertification Sponsorship \nCareer Development Opportunities in the Financial Services Industry \nCompany Team Building & Bonding Activities \nFree-Flow Pantry Snacks & Drinks \nDynamic, Multinational Working Environment \t\n \nPlease note that only short-listed candidates will be contacted. Thank you.",{"@type":17,"name":9},"Organization","2026-09-03","2027-09-03",[21],{"@type":22,"address":23,"geo":28},"Place",{"@type":24,"addressLocality":25,"addressCountry":26,"addressRegion":27},"PostalAddress","Kuala Lumpur","MY","Wilayah Persekutuan Kuala Lumpur",{"@type":29,"latitude":30,"longitude":31},"GeoCoordinates",3.1500947,101.7120391,"ONSITE",[34],"PERMANENT",[36],"Financial Services",[38,39,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,57,58,59,60,61,62],"Communication","Stakeholder Management","Analytical Thinking","Problem Solving","Decision Making","Ownership","Accountability","Team Management","Coaching","Performance Management","Independence","Compliance Management","Risk Management","Regulatory Advisory","Capital Market Regulations","Securities Commission Malaysia (SC) Liaison","Bursa Malaysia Liaison","Policy Development","Transaction Monitoring","Trade Surveillance","Regulatory Reporting","Risk Identification","Risk Mitigation","Board Reporting","Team Leadership",{"@type":64,"currency":65,"value":66},"MonetaryAmount","MYR",{"@type":67,"minValue":68,"maxValue":69,"unitText":70},"QuantitativeValue",120000,180000,"YEAR",[30],[31],"permanent",[75],"FULL_TIME",[75],"onsite","estimated",[80,81,82,83,84,85,86,87,88],"13 months contractual bonus","Competitive compensation & benefits","Performance bonus","Convenient Access to Public Transport","Exam\u002FCertification Sponsorship","Career Development Opportunities in the Financial Services Industry","Company Team Building & Bonding Activities","Free-Flow Pantry Snacks & Drinks","Dynamic, Multinational Working Environment",[80,81,82,83,84,85,86,87,88],"financial services",[92],"moomoo, kuala lumpur, malaysia",[94],"Level 9, Menara Khuan Choo, 75A, Jalan Raja Chulan, Bukit Bintang, 50200 Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur, Malaysia",[96],"Jalan Raja Chulan 75A",[25],[99],"50200",[101],"Malaysia",[26],"We are looking for an experienced Manager, Compliance & Risk Management to drive strong governance and uphold high standards of compliance and risk management practices within the Company. The role involves providing advisory support on regulatory and risk management matters and business initiatives, promoting robust compliance culture, managing routine compliance-related activities, and strengthening the Company's overall compliance and risk management framework.\n\nThe ideal candidate should have a strong compliance background within the capital market industry, with experience dealing with Securities Commission Malaysia (SC) and Bursa Malaysia. Experience in risk management and team management will be an added advantage.\n\n## Responsibilities\n\n- Develop, manage, maintain and implement compliance and risk management policies, procedures and controls governing Moomoo activities, ensuring alignment with applicable regulatory requirements.\n- Oversee the compliance program and monitoring on business units, departments, and functions to identify any gaps or non-compliance issues, and provide advice and support on the remedial actions.\n- Provide compliance and risk advice to business and functional teams on ongoing activities, new products\u002Fservices, and strategic business initiatives.\n- Support day-to-day compliance reviews, including transaction monitoring, trade surveillance, and marketing materials.\n- Monitor developments in applicable laws, regulations, and guidelines, conduct impact analysis and communicate the updates to relevant stakeholders in a timely manner.\n- Act as the primary compliance contact with Securities Commission Malaysia, Bursa Malaysia, and other relevant regulatory authorities on compliance matters.\n- Conduct ongoing risk identification, monitoring, and reporting. Work with risk owners to implement appropriate mitigating and control measures.\n- Prepare, review and submit regulatory reports to regulators and other applicable authorities.\n- Prepare compliance and risk reports, management updates, and materials for board and committee meetings.\n- Lead and manage a small team, including work planning, coaching, performance management, and day-to-day oversight.\n- Work closely with business, operations, legal, product, and other internal stakeholders to actively identify and resolve compliance and risk issues while balancing regulatory requirements with business objectives.\n- Perform other compliance or risk management related duties and responsibilities as assigned.\n- Bachelor’s degree in Law, Finance, Business, Risk Management, Compliance, or a related discipline.\n- A minimum of 8 years of relevant experience in compliance, preferably within a stockbroking firm, investment bank, or other capital market intermediary.\n- In-depth understanding of capital market laws, regulations, guidelines, and industry best practices.\n- Strong analytical, problem-solving, and decision-making skills, with the ability to exercise sound judgement on complex compliance and risk matters.\n- Candidates who have passed SIDC Modules 6, 7, 11,14 or 16 would have an added advantage.\n- Language proficiency in English, Malay is a must, while Chinese\u002FMandarin is advantageous.\n- Bumiputera candidates are encouraged to apply.\n- Strong communication and stakeholder management skills, with the ability to work effectively across business and functional teams.\n- Able to work independently in a fast-paced and evolving business environment.\n- Strong sense of ownership and accountability.\n\nWe offer a comprehensive and holistic work experience and package as follows:\n\n- 13 months contractual bonus\n- Competitive compensation & benefits.\n- Performance bonus\n- Convenient Access to Public Transport\n- Exam\u002FCertification Sponsorship\n- Career Development Opportunities in the Financial Services Industry\n- Company Team Building & Bonding Activities\n- Free-Flow Pantry Snacks & Drinks\n- Dynamic, Multinational Working Environment\n\nPlease note that only short-listed candidates will be contacted. Thank you.",{},[],{"communication":107,"stakeholder management":107,"analytical thinking":107,"problem solving":107,"decision making":107,"ownership":107,"accountability":107,"team management":108,"coaching":108,"performance management":108,"independence":107},4,3,[38,39,40,41,42,43,44,45,46,47,48],{"board reporting":107,"risk management":107,"risk mitigation":107,"team leadership":108,"policy development":107,"trade surveillance":107,"regulatory advisory":107,"risk identification":107,"regulatory reporting":107,"compliance management":107,"bursa malaysia liaison":107,"transaction monitoring":107,"capital market regulations":107,"securities commission malaysia (sc) liaison":107},[49,50,51,52,53,54,55,56,57,58,59,60,61,62],{"detected_language_jobad":113,"required":114},"en",[115],[116,119],{"language":117,"level":118},"ENGLISH","C1",{"language":120,"level":118},"MALAY",8,[123],"Finance, Banking, Insurance and Related Services",[123],"https:\u002F\u002Fapply.workable.com\u002Fmoomoo\u002Fj\u002F5ebfcde8dc\u002F","https:\u002F\u002Fworkablehr.s3.amazonaws.com\u002Fuploads\u002Faccount\u002Flogo\u002F661829\u002Flogo",1]