16 Jobs im Bereich Finra Series 7 weltweit

Privatkundenbetreuer (m/w/d) – Banking | Frankfurt am Main

Premium

White Horse International GmbH • Frankfurt am Main, DE • Hybrid

45,000 - 65,000 EUR

•Vollzeit•Unbefristet

Financial AnalysisRegulatory ComplianceCustomer AcquisitionPrivate Banking Advisory

Wealth Management Advisor - Champaign, IL

TIAA • Champaign, US • Hybrid

100,000 - 110,000 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7FINRA Series 63Wealth Management

Associate Retirement Income Consultant

TIAA • Frisco, US • Vor Ort

65,583 - 76,294 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7FINRA Series 63Client Education

Vice President, MBS Sales

MUFG Securities Americas Inc. • New York, US • Hybrid

200,000 - 240,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA SIEAgency MBSFINRA Series 7FINRA Series 63

PGIM - Associate, North American Distribution

PGIM, Inc. • Newark, US • Vor Ort

95,000 - 130,000 USD (geschätzt)

•Vollzeit•Unbefristet

Microsoft ExcelMicrosoft PowerPointAsset ManagementManager Search Process

Senior Registered Compliance Officer - Surveillance, Broker-Dealer

Transamerica • Cedar Rapids, US • Hybrid

75,000 - 85,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 6FINRA Series 7FINRA Series 24FINRA Series 26

Retirement Plan Specialist I (Financial Advisor/401k Participants) (Remote)

Transamerica • US • Remote

48,500 - 53,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 6FINRA Series 7FINRA Series 63FINRA Series 65

Lead Registered Compliance Officer - Anti-Money Laundering

Transamerica • Philadelphia, US • Hybrid

95,000 - 105,000 USD (geschätzt)

•Vollzeit•Unbefristet

TestingEscalationInvestigationsRisk Management

Manager, Inbound Sales: Individual Retirement- Annuities

Prudential Ins Co of America • Newark, US • Hybrid

100,000 - 150,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 6FINRA Series 7FINRA Series 24FINRA Series 26

Annuities Internal Wholesaler (Hybrid)

Prudential Ins Co of America • Newark, US • Hybrid

60,000 - 100,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 6FINRA Series 7FINRA Series 63FINRA Series 66

Private Wealth, Regional Senior Market Leader, Principal

Blue Owl Capital Holdings LLC • US • Remote

200,000 - 200,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 7VertriebsstrategieCapital RaisingFINRA Series 63

Director, Team North, NAI

Invesco Advisers, Inc. • New York, US • Hybrid

220,000 - 225,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 7Sales PlanningClient CoverageFINRA Series 63

Wealth Management Advisor - Metairie, LA

TIAA • Metairie, US • Hybrid

100,000 - 110,000 USD (geschätzt)

•Vollzeit•Unbefristet

FINRA Series 7FINRA Series 63Series 65 or 66Wealth Management

Private Wealth, Relationship Management Associate

Blue Owl Capital Holdings LLC • New York, US • Vor Ort

115,000 - 125,000 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7FINRA Series 63/66Customer Relationship Management

Private Wealth, Market Leader - Senior Associate

Blue Owl Capital Holdings LLC • New York, US • Vor Ort

125,000 - 135,000 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7FINRA Series 63Financial services

Wealth Management Advisor

TIAA • Waltham, US • Hybrid

100,000 - 110,000 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7FINRA Series 63Wealth Management

PGIM Global Wealth - Internal Wholesaler

PGIM, Inc. • Newark, US • Vor Ort

70,000 - 70,000 USD (geschätzt)

•Vollzeit•Unbefristet

VertriebFINRA Series 7Insurance LicenseFINRA Series 63/66